Dissertation > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Finance, banking system

Our country supervising of banks on-site inspection project flow research

Author LiaoJinSheng
Tutor XieHeFeng
School Nanhua University
Course Project Management
Keywords Banking Supervision On-site inspection Efficiency Evaluation Process Reengineering
CLC F832.1
Type Master's thesis
Year 2011
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China is currently the financial sector to take separate supervision of the regulatory regime , the CBRC implemented in accordance with national laws and regulation of banks . CBRC site inspections as an important means , its role is self-evident . However, the People's Bank of China has been in use during a site inspection antiquated method of its regulatory performance more and more obvious , and its increasingly inefficient , an urgent need to amend the existing inspection processes , propose a scientific and effective on-site inspection process to strengthen banking supervision . Firstly, in order to CBRC H Branch Banking institutions in recent years to implement on-site inspection , for example, summed up the characteristics of the current CBRC on-site inspection and problems , and make efficiency evaluation . U.S. OCC is a major U.S. banking regulators , several hundred years of supervisory experience , and gradually formed a set of mature field screening method. In this paper, the U.S. 0CC regulatory situation and the on-site inspection methods were introduced to analyze the characteristics, evaluation , designed to find out some of the advanced experience of on-site inspections , as the CBRC reference. By way of comparison Sino -site inspection , we find that the two banking regulators exist in the way the inspection site inspection project way before the inspection preparation , inspection methods , check the content and focus of inspection standardization, penalties and regulatory effects, personnel training and Appointment other seven major gaps. Through bilateral regulatory process analysis and evaluation , and comparative analysis , this paper proposes a revised site inspection processes. Mainly related to the project approach and preparatory work before the inspection , inspection methods and methods for the improvement of laws and regulations , inspection personnel training and motivation and so on. Try something new in practice through on-site inspection process and found that it improved the performance of the on-site inspection play a significant role in China in the future to promote the use of on-site inspection .

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